You will have everything you need to ease the regulatory burden and increase your profitability with support from our team of experts.
Why spend excessive time and money on interpreting the rules when a team of experts can do it for you?
Peace of mind from the experts
We’ll take full responsibility for the business you write, leaving you to concentrate on more income generating activities.
Our commercially focused compliance framework provides you with:
- Regular on-site visits
- File checks
- Regulatory updates
- Compliance helpdesk
- Complaints handling
- Marketing material approval
On-line Compliance Room
You will also have access to our on-line Compliance Room which supports advisers in their day-to-day activity through a complete array of templates, a menu builder, forms, agreements, guidance notes and much more.
Complaints - leave it to us
Our complaints handling service is completely free of charge. We will do all the investigating including dealing with third parties, so you can leave it all to us. Because we have years of experience in this field we can help you settle disputes reasonably and quickly, which is why we are one of the market leaders when it comes to quality rating with the Ombudsman.
Strength you can rely on
Who else has nearly 20 years experience helping advisers develop highly successful businesses within a strict regulatory framework? Because of our longevity and expertise, we have close relationships with the Regulator and, being Board members of many financial services organisations including AIFA and AMI, we are extremely well informed of climate changes and are able to have appropriate building blocks in place to support advisers well into the future.
- Peace of Mind
- Moving from direct
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